Compliance Audits - U.S. Department of Labor
WEBFeb 16, 2024 · Compliance audits are designed to verify LMRDA or CSRA compliance, investigate potential violations of the law, and provide compliance assistance to help unions meet statutory requirements. The audits are based on a streamlined approach, using specialized records review and investigative techniques. At the conclusion of an OLMS audit, a closing ...
Office of Inspector General - U.S. Department of Labor - Audit …
WEBAudit and Other Reports. Nearly all reports issued by the OIG since FY 2001 and selected reports issued before then are posted on this web page. If you are unable to find a report, please email us or visit our FOIA page to request a report through the FOIA process.
Office of Inspector General - U.S. Department of Labor - DOL
WEBThe IG's audit priorities, which are documented in the Annual Audit Workplan, are determined by a combination of factors including a program's dollar value, vulnerability to fraud, waste and abuse, and prior audit coverage, as well as suggestions from senior-level DOL managers and the Congress.
Office of Inspector General - U.S. Department of Labor
WEBJun 30, 2023 · Audit of the Employment and Training Administration’s Permanent Labor Certification Program - December 20, 2023, Employment and Training Administration More
Increased Department Of Labor Audits: What To Expect And Ways ... - Mondaq
WEBFeb 24, 2023 · We are already seeing a significant increase in on-site DOL audits. With the increase in audits, employers should be proactive in ensuring compliance with federal law because DOL audits can lead to substantial monetary exposure for employers.
What should I expect from a Department of Labor audit? - SHRM
WEBAn overview of the DOL audit process with guidance to help employers prepare for a DOL audit.
Compliance Audit Program (CAP) - Frequently Asked Questions
WEBOct 21, 2017 · Because the role of OLMS is much broader, compliance audits are more detailed and more thorough than a compilation or even a standard financial audit. What records must unions provide for a compliance audit?
You’re The Subject Of A DOL Audit – Now What? | G&A Partners
WEBApr 11, 2017 · What to do if your business becomes the subject of a DOL audit. The Department of Labor’s enforcement agencies typically provide little advance notice to employers who are the subject of an audit, so knowing how to respond before an investigator contacts you (or worse, shows up at your door) is key.
DOL Audits: The 51 Essential Things to Know In Advance
WEBGrab the checklist: 51 Essential Things To Have Before A DOL Audit. Watch our informative videos where you’ll learn about the most critical and often missed requirements under ERISA, COBRA, HIPAA, and the ACA.
Audit Quality - U.S. Department of Labor
WEBAudit Quality Study - November 2023; Assessing the Quality of Employee Benefit Plan Audits; Reporting Compliance Enforcement Manual