PRIMER: Pillar 2 of the Basel banking framework - IFLR
WEBApr 6, 2022 · The pillar 2 framework has been built around four principles, the first one addressed to banks, the remaining ones to supervisors. 1) Bank’s own assessment of capital (and liquidity) adequacy: Banks need to demonstrate that internal capital/liquidity targets are consistent with the overall risk profile. …
PRIMER: The Bank Secrecy Act - IFLR
WEBOct 7, 2021 · The Bank Secrecy Act is a multifaceted legislative framework, enacted by Congress in 1970, with civil and criminal investigative and enforcement powers for banks and financial institutions to prevent money laundering and financial crimes. The original framework required record keeping and reporting for national registered banks and some limited financial institutions.
IFLR1000 China awards: winners announced | IFLR
WEBAug 27, 2020 · IFLR1000 is delighted to announce the winners for the inaugural IFLR1000 China Awards. The awards celebrate the most innovative deals and the best-performing law firms and lawyers across China in 2019 and recognise where firms and lawyers performed exceptionally locally and nationally. The awards shortlists …
Securing a rating for collateralized fund obligations | IFLR
WEBJan 1, 2003 · This summer saw the completion of the first collateralized fund obligations (CFOs) backed by hedge fund interests and assigned ratings by Fitch, Moody's Investors Service and Standard & Poor's Rating Services (S&P). Man Glenwood Alternative Strategies I was managed by Man Investment Products, and included four tranches of debt rated investment ...
Singapore - IFLR
WEBMay 1, 2024 · Money laundering case prompts Singapore to strengthen due diligence measures. Large fund flows and complex legal structures used by family offices inhibit financial institutions’ ability to detect potential crime. Stanley Yupu Li, October 11, 2023.
VILAF (Vietnam International Law Firm) - IFLR
WEBMay 5, 2020 · Sponsored. September 28, 2022. IFLR is delighted to announce all the winning deals, teams, firms and individuals of the 2021 Asia-Pacific awards. , March 25, 2021. As a Vietnam prepares to enact a series of new laws in January 2021, Duyen Ha Vo of VILAF examines the market, its development and its prospects for lawyers. , …
The impact of ESG on directors’ duties - IFLR
WEBApr 7, 2022 · Pei Yin has co-authored articles with Rachel Eng in previous editions of IFLR's ESG reports, on “ Tracking the growth of carbon credits in Singapore and beyond ” (2021), “ The impact of ESG on directors' duties ” (2022), and “ Fighting climate change in courts – implications for corporations ” (2023). She is a graduate of the ...
PRIMER: the Volcker Rule – covered funds - IFLR
WEBJul 24, 2020 · A covered fund under the Volcker Rule is an entity that (i) relies on section 3 (c) (1) or 3 (c) (7) of the Investment Company Act; (ii) is a commodity pool whose operator relies on CFTC Rule 4.7 (and certain similar pools); or (iii) a foreign fund that either relies on section 3 (c) (1) or 3 (c) (7) with respect to US investors or satisfies ...
ESG reporting and due diligence obligations introduced in ... - IFLR
WEBOn April 27 2021, the Swiss Federal Council published these new transparency rules officially triggering the referendum period of 100 days applicable to Swiss laws, which expires on August 5 2021. If no referendum is requested, the new ESG reporting and due diligence obligations are expected to enter into effect on January 1 2022.
Chapter 4: Free writing prospectuses and road shows | IFLR
WEBMar 1, 2007 · Practice point. Certain road shows (such as pre-recorded road shows) will be considered free writing prospectuses. Bear in mind that Rule 433 limits the content of legends on free writing prospectuses, and prohibits disclaimers that are commonly inserted in many road show slides today.