The Commodity Futures Trading Commission (CFTC) on Sept. 20, 2024, finalized guidance (the Final Guidance) regarding the ...

The US Commodity Futures Trading Commission on September 12 issued final changes to Rule 4.7 that were limited to an increase in the ...

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The Securities and Exchange Commission said 12 firms agreed to pay combined civil penalties of $88.3 million for violating ...

The Securities and Exchange Commission charged 12 firms with record-keeping violations, and levied a total of more than $88 ...

Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

The Commodity Futures Trading Commission approved the first guidelines for the trading of voluntary carbon credit derivative ...

The COT is a weekly publication by the Commodity Futures Trading Commission (CFTC) that gives information about the number of futures and options contracts in U.S. derivatives markets. It is one ...

Last week, the U.S. Securities and Exchange Commission's (SEC) approved the list of of physically settled options tied to ...

The U.S. Commodity Futures Trading Commission on Friday approved the first guidelines for the trading of voluntary carbon ...