A leak has revealed the U.S. Securities and Exchange Commission (SEC) is softening its opposition to other crypto ETFs after ...

Another Democratic commissioner on the Securities and Exchange Commission is following Chair Gary Gensler out the door in ...

A Democratic member of the five-person U.S. Securities and Exchange Commission said on Friday he will step down more than two ...

A U.S. appeals court on Friday ruled that Wall Street's self-regulator likely lacks the power to unilaterally expel ...

The U.S. Securities and Exchange Commission obtained $8.2 billion in financial remedies, the highest amount in its history, ...

United Parcel Service Inc. will pay $45 million to settle charges that it improperly valued its freight division, the ...

Conflicts of interest should be considered when choosing an adviser to ensure the relationship is working for the client.

Find out how the asset management industry is regulated and how those regulations fit within the broader scope of financial ...

A conservative group argues that Congress gave the Federal Communications Commission too much discretion over an $8 billion ...

The Securities and Exchange Commission said it collected $8.2 billion in monetary penalties for the fiscal year 2024, the ...

NEW YORK (AP) — Bitcoin topped $98,000 for the first time Thursday, extending a streak of almost daily all-time highs since ...

The Supreme Court announced Friday it will hear a case that could deliver another blow to federal agencies’ powers. The ...