SEC, Vanguard

Vanguard to pay $106.4 mln to settle US SEC charges, regulator says
The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over misleading statements related to capital gains distributions and tax consequences for retail investors,
Vanguard to Pay $106 Million SEC Settlement Over Surprise Capital Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state officials from New York, Connecticut and New Jersey over alleged misleading statements in fund prospectuses that led retirement plan investors to incur high capital gains taxes.
Iowa has joined a $106 million dollar settlement with Vanguard over big tax bills for investors
The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities Administrators Association’s Enforcement Section Committee.
Vanguard to Pay $106.4 Million to Settle US SEC Charges, Regulator Says
(Reuters) - The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over misleading statements related to capital gains distributions and tax consequences for retail investors, the regulator said on Friday.
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for allegedly misleading statements related to capital gains distributions and tax consequences for retail investors who held Vanguard Investor Target Retirement Funds in taxable accounts,

Vanguard to Pay $106 Million in Restitution

Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
This Vanguard ETF Has 23% of Its Portfolio Invested in Tech Stocks, but It Can Still Help You Generate Decades of Passive Income
Tech stocks and growth stocks don't usually correspond with passive income. Companies that are growing their earnings can ...
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group Inc. will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax ...
Vanguard Group to pay US$106.4-million to settle SEC charges, regulator says
The charges are over misleading statements related to capital gains distributions and tax consequences for retail investors ...
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Malvern-Based Vanguard Pens Agreement to Address Concerns Over Growing Too Powerful
Malvern-based Vanguard Group signed an agreement with the Federal Deposit Insurance Corporation to address concerns over ...
Vanguard takes steps to convince the government it's not too powerful
Vanguard Group's founder, the late John C. Bogle, predicted that a day would come when the Malvern investment giant and its ...
Vanguard to Roll Out Short-Duration Active Bond ETF
The Vanguard Group is expanding its active management footprint with a new short-duration bond ETF that is slated to launch ...
The pros and cons of buying the Vanguard US Total Market Shares Index ETF (ASX: VTS) in 2025
The Vanguard US Total Market Shares Index ETF (ASX: VTS) offers both positives and negatives. Here’s what I’d focus on.