The U.S. Securities and Exchange Commission (SEC) has agreed to dismiss its enforcement case against Gemini, the ...

By Mrinmay Dey Jan 23 (Reuters) - The U.S. Securities and Exchange Commission on Friday agreed to dismiss its enforcement ...

Prosecutors say Todd Burkhalter’s firm bilked victims through two investment vehicles that were marketed as high-yield ...

OS Animal Health (OSAH), a wholly owned OS Therapies (OSTX) subsidiary, targets an IPO on NYSE American or Nasdaq ...

WASHINGTON, DC – U.S. Securities and Exchange Commission filings made public this week show the regulator is seeking court ...

Lottery.com, its former Chief Executive Officer Anthony DiMatteo, and former executives Matthew Clemenson and Ryan Dickinson were charged in the complaint. Vadim Komissarov, the former CEO of Trident ...

The agency says that victims of an investment offering involving Gemini Trust got their money back, though after a regulatory action brought by the New York attorney general.

Intel filed for a shelf offering with the Securities and Exchange Commission. The shelf offering allows the semiconductor manufacturer or its shareholders to sell shares without needing to re-register ...

Brett and Deborah Rosen, through RB Capital Partners, allegedly ran complicated pump-and-dump scheme involving penny-stock ...

Shades of 1999, anyone? A company with a “.com” in its name is listing its stock.

Canadian miner Barrick's efforts to spin off its North American assets will hinge on the company's joint venture partner ...

Understand functional regulation, its benefits, criticisms, and how it compares with institutional regulation. Learn about ...